Finance and Compliance AutomationPurpose
1.2. Automatedly confirm tax calculations, anti-fraud verifications, consumer consent, contract compliance, and secure document retention per transaction.
1.3. Automate audit trails, regulatory notifications, cross-system checks, risk flagging, and compliance data aggregation.
1.4. Securely automate compliance reporting, legal updates, and real-time monitoring workflows.
Trigger Conditions
2.2. Trigger automates on transaction submission for funding approval or contract sign-off.
2.3. Trigger on upload of new customer identification documents or credit approvals.
Platform Variants
• Feature/Setting: Automate Process Builder flow for automating compliance rule checks on Opportunity Close/Won status.
3.2. Microsoft Power Automate
• Feature/Setting: Automate flow triggering on Dynamics 365 Sales transaction records, automated compliance logic in Decision control.
3.3. Zapier
• Feature/Setting: Automates multi-step Zap for pulling sales, running checks via Filter and Webhooks, automates notifications to compliance team.
3.4. Workato
• Feature/Setting: Automator recipe using DMS event triggers and compliance HTTP API call.
3.5. ServiceNow
• Feature/Setting: Automate Business Rule firing automated compliance checklist on Incident/Request added from sales process.
3.6. DocuSign
• Feature/Setting: Automated envelope status trigger integrated with compliance verification rules via API.
3.7. Adobe Acrobat Sign
• Feature/Setting: Automator workflow for e-sign events triggering compliance verification webhooks.
3.8. AWS Lambda
• Feature/Setting: Automate custom compliance logic code execution triggered by DMS webhook or S3 document upload.
3.9. Azure Logic Apps
• Feature/Setting: Automate Logic App with event triggers from CRM or file drops, routing to compliance rules service.
3.10. Google Cloud Functions
• Feature/Setting: Automates compliance function triggered by new sales record in Google Sheets or Firebase.
3.11. MuleSoft
• Feature/Setting: Automate integration flow for data aggregation, external compliance rules API invoke.
3.12. SAP Process Automation
• Feature/Setting: Custom workflow automates compliance validations after SAP Sales Order created.
3.13. Oracle Integration Cloud
• Feature/Setting: Automates compliance orchestrations on closed sales transactions.
3.14. IBM Automation Platform
• Feature/Setting: Automate event-based compliance rules execution for financial transactions.
3.15. Smartsheet
• Feature/Setting: Automates compliance checks via automated workflow triggered on sales row change.
3.16. HubSpot
• Feature/Setting: Workflow automation triggers API call to compliance verification service on deal stage change.
3.17. Pabbly Connect
• Feature/Setting: Automates compliance webhook and filter steps for new sales.
3.18. Integromat / Make
• Feature/Setting: Automated scenario for DMS sales submission, automates regulatory API checks, sends result alerts.
3.19. OnBase by Hyland
• Feature/Setting: Automates compliance checklist workflow on new transaction doc import.
3.20. Box Relay
• Feature/Setting: Automates compliance approval routes on sales paperwork upload event.
3.21. Active Directory (Microsoft Graph API)
• Feature/Setting: Automates compliance approval routing to authorized personnel only.
3.22. Compliance.ai
• Feature/Setting: Integrate compliance rule API for automated legal check validation.
3.23. Twilio
• Feature/Setting: Automate SMS notification for compliance clearance or escalation.
3.24. Slack
• Feature/Setting: Automates compliance alert messages to dedicated channels on transaction failures.
Benefits
4.2. Accelerates time to close by automatedly validating transactions end-to-end.
4.3. Automates creation of auditable logs and compliance evidence for regulators or internal audit.
4.4. Reduces delays and minimizes risk of non-compliance penalties by automating real-time checks.
4.5. Boosts productivity by shifting focus from repetitive checks to high-value tasks, leveraging automation.